In late 2022, the Securities and Exchange Commission (SEC) adopted rule changes that will require institutional investment managers who file Form 13F to annually file a Form N-PX disclosing the manner ...

SEC Form F-3 allows foreign private issuers to register securities with the SEC. Learn about its qualifications, uses, and ...

Venture and private equity funds and other investors that own equity securities of public companies may have numerous Securities and Exchange Commission (SEC) filing requirements – including filings ...

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Discover the purpose of SEC Form 5, an essential document for disclosing unreported securities transactions by company insiders, to ensure compliance with the SEC.

SEC whistleblower law requires original information about securities violations. Generic complaints don't qualify.

DFIN is filing now using EDGAR Next security protocols, offering easy self-service enrollment and full-service administration to ensure uninterrupted filing access. DFIN is now using EDGAR Next ...